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Newsletters

Local Government - February 2009


Communities in Control Consultation Papers


As strap lines go, “Communities in Control: real people, real power” is a cracker.  It fizzes with pragmatism and purpose.  CLG plainly think so, and they have slapped it on to a series of consultation papers, many of which have nothing to do with communities or (if you exclude councillors, local government officers and commentators like us) real people.  Let us have a quick look at them all.

The first one was subtitled “Improving Local Accountability”.  It was issued last August, consultation closed in October and CLG have just issued a response.

  • The Local Government and Public Involvement in Health Act was plainly a half way house in terms of the plans to boost the scrutiny function.  The 2007 Act focussed on LAA targets.  The consultation paper asked about the information that top tier “responsible authorities” should be able to seek from LAA partners and districts from counties and others.  It proposed applying the usual rules excluding public access to exempt and confidential information to “call to action” exchanges between scrutiny committees and the executive or the Council, and that joint county/district scrutiny committees should be able do more or less the same things as single-authority committees.  It suggested that district scrutiny committees should be able to require information from other partner agencies about LAA targets, but bore down on any suggestion of duplication, to prevent stroppy districts asking questions that counties had already asked.  All this is rather dull housekeeping which will not matter unless a LAA partnership falls apart.  Expect regulations and guidance quite soon.
  • The Local Democracy, Economic Development and Construction  Bill moves the process on, extending joint working outside the LAA arena, obliging top tier authorities to appoint a dedicated “scrutiny officer” and giving scrutiny committees primary, but not sole, responsibility for responding to petitions under the proposed “petition scheme”.
  • The next suggestion was to oblige senior officers (and members) to attend regular “torches and pitchforks” meetings where local residents would be able to heave bricks and lob rotten fruit at them, either on a regular basis or when a required by a petition.  This has reappeared in the Bill as one of the features of the petition scheme, with an indication that the meetings in question will be scrutiny committee meetings, and that nothing further is planned.
  • The last idea was remote attendance and voting at meetings.  This met with a certain amount of derision. Less than a quarter of the consultation responses supported it.  The listening and ever responsive Government is therefore going to press on with it, and something should appear in the newly announced Community Empowerment Bill.

“The making and enforcement of byelaws” also appeared in August, closing in November.  It listed the bylaw making powers which are to be deregulated under the 2007 Act, and suggested a consultation procedure before bylaws could be made, although it pointed out that London Boroughs have existing powers under the London Local Authorities Act 2004, so should not be allowed to play.  It suggested enforcement as fixed penalty offences by authorised officers and that Regulations will fix a range of FPN tariffs based on a default rate of £75.

“Standing for Office: Time-Off Entitlements - A consultation”  was published in September and closed in December.   It is only of indirect interest to local authorities because councillors, like JPs and members of certain tribunals, have time-off rights under Section 50 of the Employment Rights Act 1996.  It talked about extending this to members of probation boards and probation trusts, court boards, and youth offender panels, lay advisers assisting Multi-Agency Public Protection Arrangements and co-opted overview and scrutiny committee members.  It asked whether board members of RSLs, TMOs and ALMO should have time-off rights and discussed other ways to encourage participation in governance in third-sector organisations.

Codes of conduct for local authority members and employees” was published in October.  Consultation closed on Christmas Eve (Bah! Humbug!).  There are three elements:

  •  It revisited the endless debate about whether bits of the members’ Code of Conduct should apply outside their official capacity. The suggestion is that the provisions of the 2007 Act that, in effect, repeal the Livingstone decision should be implemented on the basis that only conduct outside official capacity which has resulted in a serious criminal conviction should be caught.  To weed out the less serious and “civil” offences, convictions for offences where there is a fixed penalty option should be excluded, as would cautions and other court orders (“my client Councillor X is prepared to accept an ASBO, your Honour”).  Foreign convictions would not count if there is no equivalent offence in this country.  A Standards Committee would have to wait, possibly an awfully long time, for the criminal justice process to run its course.  The phrase “official capacity” would be redefined more or less in line with Livingstone.  A new General Principle would be created, applying outside official capacity:  the duty to abide by the law.
  • Some tinkering with the Code is suggested:

Parish Council members would be given an automatic right to speak, like other members of the public, on matters in which they have a prejudicial interest.  At the moment, this provision has to be adopted, which, in our view, the legislation does not actually allow. 

It will be made clear that you do not have to register your membership of the authority that keeps the register.

The clumsy wording of the gifts and hospitality registrable interest will be cleaned up.

The even clumsier wording of the prejudicial interest test, which is another piece of drafting that doesn’t do what everyone thinks it does, will also be tidied up.

  •  A mandatory Code of Conduct for Officers has been on CLG’s to-do list since 2001.  The consultation paper suggests a half-baked list of do’s and don’ts, based loosely on the members’ code but with some lumpy drafting and a few add-ons, and with some extras, including a register of interests and the concept of “prejudicial interests”, for senior officers.  The option of extending this to parish council officers is canvassed.  This code would automatically be incorporated in terms and conditions of employment, giving rise to tricky questions of enforcement through disciplinary proceedings, if indeed it is enforced at all.  We rather hope this will go away again.

In December, “Changing Council Governance Arrangements: Mayors and Indirectly Elected Leaders” was published.  Consultation closes on Friday the 13 March.  This is mostly an attempt to boost the chances of elected mayors being forced on reluctant authorities who are quite happy with their leader and cabinet system.  The proposals are likely to appear in the Community Empowerment Bill. The actual suggestions are:

  • Councils consulting on changing from elected mayor to leader and cabinet will not have to list the pros and cons or explain their reasons.
  • After a referendum for an elected mayor, there is a moratorium period before another one can be held.  The 2007 Act increased this from five to ten years.  It is now suggested that it should be reduced to four years if the outcome of the referendum was “no change”.
  • It is suggested that the threshold for the number of signatures on a petition, currently 5% of the electorate, should be reduced, and electronic petitioning introduced.

Also published in December, with a less unlucky closing date of the 12 March, “Code of recommended practice on local authority publicity - A consultation” asks a stream of open-ended questions about how the Statutory Code of Guidance on Local Authority Publicity could be amended to make it less prescriptive.  As the only useful thing that the guidance could do – advise authoritatively on the application of section 2 of the LGA 1986 and the prohibition on party political publicity especially in the run up to elections – seems to have been ruled out, we think that the Code is a waste of time in any event.  There was earlier consultation on dropping the whole idea, but sadly that option seems to have been ruled out too.

So there we are: complicated rules on scrutiny but at least there will be one person who understands it all; petitions to validate and categorise; time off work for parent governor co-opted scrutiny members; officers in the stocks; meetings on the mobile; a £75 misbehaviour ticket from the parish clerk; more training for Standards Committee members, and some rules for officers that no one will enforce; a slightly greater chance of an unexpected Boris, and even vaguer publicity guidance. 

Oh brave new world, that has such real people in’t.

Graeme Creer
Weightmans LLP