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Newsletters

Local Government - March 2009


Education

Schools Admissions Code

The new Admissions Code of Practice came into force on 10 February 2009 and applies with immediate effect.  Ministers first announced plans to revise the Code following findings by the Chief Schools Adjudicator, Sir Philip Hunter, that half of schools breached it. The Code reflects the changes to the law made by the Education and Skills Act 2008 which set out to strengthen the statutory admissions framework to ensure that all schools adopt fair and lawful admissions practices.  This article runs through Local Authorities’ legal obligations under the new Code.

The Code covers all maintained schools including entry to sixth forms.  The Code applies to: (a) Admissions Authorities (this is the local authority for any community and voluntary controlled schools, unless the function has been delegated to the governing body, and the governing body for foundation schools, voluntary aided schools and Academies) (b) Governing Bodies (where not the Admissions Authority) (c) Local Authorities (where not the Admissions Authority); (d) Admission Forums (e) School Adjudicators and (f) Admission Appeal Panels.  

Local Authorities are required to monitor compliance with the Admissions Code and to report annually (by 30 June) to the Schools Adjudicator on the fairness and legality of admissions arrangements for all schools in their area, including Academies. The School Adjudicator is responsible for enforcing the mandatory requirements of the Code and has the power to investigate the admissions arrangements of any school and to specify modifications about a maintained school's admissions arrangements or make recommendations to the Secretary of State in respect of Academies. The Adjudicator must consider any objections raised about admission arrangements and report annually to the Secretary of State on how fair access is being achieved locally.

The Law: Equality and Fair Access in School Admissions Arrangements
The Government wants to create a system where all parents feel they have the same opportunities to apply for the schools that they want for their child.  Chapter one of the Code sets out a number of duties for Local Authorities (LAs) in this regard, to include the following:-

  •  LAs are required to provide advice and assistance to all parents of children of all ages in their area when expressing a preference for a school. The LA must provide an independent service to support families and appendix 5 to the Code advises LAs about Independent Choice Advice.  
  • LAs must exercise their functions with a view to securing diversity in the provision of school places and increasing opportunities for parental choice when planning the provision of school places. (s 14(3A) EA 1996).
  • Admission arrangements should support sustainable and healthy travel particularly in relation to secondary schools. 
  •  LAs should respond to parental representations about the provision of schools in their area and set out any action which the LA proposes to take or provide reasons where the LA believes no action is necessary.
  • The LA must receive representations by 31 January from any school which wants to go above the set admissions number for a “relevant age group”. The Code suggests that proposals to expand successful and popular schools should be approved and that surplus capacity in neighbouring schools should not prevent expansions.
  • All Admission Authorities (including LAs) must consult by the 1 March on Admission Arrangements. All Admission Authorities are now required to consult on Admission Arrangements for 2010/11 and the consultation period for Admission Arrangements for 2011/12 and subsequent years must last for a minimum of eight weeks between November and March. Admission Authorities must determine their Admission Arrangements by 15 April.  The Code sets out the information which must be included and consulted upon. The Admission Authority must publish a copy of their proposed Admission Arrangements together with details of where comments should be sent and by when, on both their website and by Notice in a local newspaper.  
  • Where parents are unsuccessful in applying for a school place they must be given reasons and informed in writing of their right to an independent appeal against the decision. 
  • Admission Authorities for schools with a sixth form must consult on and determine the arrangements they propose to use to allocate places in Year 12.  Both parents and children above compulsory school age have the right to make separate applications and to appeal either jointly or separately. Sixth form admission criteria must be the same for internal and external candidates, there must be no interviews and acceptance must not be dependent on attendance, behaviour records or expectations of attitude or motivation.
  • If a parent fails to respond to the offer of a place the Admission Authority must remind the parent of a need to respond within a further seven days before a place may be withdrawn.
  • Admission Authorities and Governing Bodies must ensure that their Admission Arrangements and other school policies are fair and do not unfairly disadvantage either directly, or indirectly, a child from a particular social or racial group or a child with a disability or special educational needs. Admission Authorities must not use interviews as part of the admissions process and fair Admission Arrangements must not be under-mind by other policies such as a requirement for expensive school uniform, sportswear or expensive school visits or other activities.

Setting fair over-subscription criteria

  • All maintained schools, including faith schools but not grammar schools, that have enough places available must offer a place to every child who has applied without condition or use of criteria.
  • A school continues to have a duty to admit a child with a Statement of Special Educational Needs that names the school (s324 EA 1996). 
  • All Admission Authorities have a duty to give the highest priority in their over-subscription criteria to children who are in care.
  • Parents must be easily able to understand the Admission Arrangements and to assess whether they have a reasonable likelihood of gaining a place at a particular school.  Point systems can only be used if they are transparent and can be easily understood.
  • The Code sets out subscription criteria that Admission Authorities must not use.

Co-ordination and Fair Access Protocols
Chapter three sets out the requirements for Local Authorities to co-ordinate school applications throughout the year.   It also sets out requirements for Directions and Fair Access protocols.  In brief:-

  • For admissions in  2011/12 and onwards LAs must formulate a single scheme for co-ordinating all applications to Maintained Schools and Academies from parents in their area, whenever received and for whichever age group.
  • Such schemes must:- have a common application form allowing at least three preferences;   provide for information sharing with other LAs; ensure, so far as it is reasonable practical, that the LA sends out not more than one offer to all parents seeking places at its’ schools.  Schemes must be formulated by the 1 January in the determination year and the LA must consult the Admissions Forum every year and all schools affected by the Scheme and other LAs every three years as a minimum.
  • The Code sets out the fair access protocols.  The LA has a duty to monitor the use of the fair access protocols and they have to form part of the report to be provided to the School Adjudicator.  The protocols are designed to help ensure that access to education is secured quickly for children who have no school place and that all schools in an area admit their fair share of children with challenging behaviour, including children excluded from other schools. 

Ensuring a Fair Admission System
Local Authorities  (along with Admission Forums and the School Adjudicator) have a responsibility to ensure that school admission arrangements comply with Admission Law and the requirements of the Code (s13A EA 1996 (as substituted by EIA  2006). In doing so Local Authorities must comply with the following obligations as set out within chapter four of the Code:-

  • LAs must report annually to the School Adjudicator. (S88P of the SSFA 1998 and the Local Authority Reports Regulations). LAs must include arrangements of all Maintained Schools, Academies, City Technology Colleges and City Technology Colleges of the Arts and must report on the effectiveness of coordination of admissions for pupils to schools in their area, and for pupils in their area to other schools. The Regulations set out the information to be included in the report. The Reports from each LA form the basis of the Annual Report that the School Adjudicator is required to make to the Secretary of State
  •  In order to complete their report a LA can request information from any of the following in their area:- any Admissions Authorities; Admission Forum; Members and Clerk to Appeals Panels; Proprietors of Academies, City Technology Colleges and City Technology Colleges of the Arts; and any other Local Authority in England.  (Section 88Q SSFA 1998 and the Local Authority Reports Regulations).
  • Where a LA becomes aware of an admission arrangement which contravenes Admissions Law, does not comply with the Code or fails to follow its guidelines without justification, the LA must immediately refer to the School Adjudicator. The School Adjudicator may then amend unlawful admission arrangements or replace them entirely or in respect of Academies he may advise the Secretary of State on the necessary changes. The Adjudicator has a new duty to consider the legality of admission arrangements referred to him via the LA in his report to the Secretary of State (S151 ESA 2008).
  • LAs have a duty to ensure fair access to educational opportunity and have a key role in ensuring that school admission arrangements are lawful and comply with the mandatory provisions of the Admission Code.   They must ensure that admission arrangements for schools in their area for which they are Admission Authority comply with all statutory requirements, are clear, objective and fair.
  • LAs are required to publish a Notice in a local newspaper and on their website as soon as all the admission arrangements for schools in their area have been determined, setting out that they are available for inspection at the LA’s offices. Parents have the right to refer an objection to the Schools Adjudicator if they consider an admission arrangement to be unfair, or not to comply with the law or the mandatory requirements of the Code.  Objections should be referred to the Schools Adjudicator by 31 July in the determination year.
  • An Admission Authority can refer a proposal to vary the admission arrangements to the School Adjudicator when they consider a variation to be necessary as a result of a significant change in circumstances.  (S88E(1) of the SSFA 1998).
  • LAs are required to establish an Admission Forum. (S85A of the SSFA)  The Code sets out the role of the Admission Forum and its duties and powers and further guidance material is available. One of the Admission Form’s role is to advise LAs and Admission Authorities on matters relating to school admissions.

Appeals

The new “more robust” Appeals Code also came into force in February.  Look out for the article in next month’s newsletter for a summary of the key changes and implications for Local Authorities.

Comments

School admissions have hit the headlines this month after reports that a third of children going through the secondary transfer process have not been offered their first choice and thousands of children are expected to miss out on their chosen primary school with some Local Authorities resorting to temporary classrooms and “bulge classes” to accommodate pupils.  Under the new Code Local Authorities stand to come under great scrutiny with regards to both their admissions arrangements. There is also a risk that the new duty the Code places on Local Authorities to respond to parental representations about the provision of schools in their area and to set out any action which the Authority proposes to take or, where the Authority believes no action is necessary their reasons behind that opinion, could lead to Judicial Review challenges on the grounds of unreasonableness or perversity and responses therefore need to be carefully thought out.  If you have any concerns with regards to the new Code please do not hesitate to contact our Education team who would be happy to assist. 

Eve Holt
Weightmans LLP