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Newsletters

Marine & Transit - July 2010

Insurance law reform: Bad faith and increased remedies for the policyholder?

Law Commission proposes damages if insurers breach duty of good faith

What remedies does a policyholder have if an insurer does not pay a valid claim or only pays the claim after protracted delay?  Current insurance law in England and Wales is not in line with the general law on damages for breach of contract.  Insurance law is an exception to the usual rule that where a party breaches a contract, the other party can claim damages for any actual or foreseeable losses suffered.  So, while a policyholder can sue the insurer for the actual money owed under the policy plus interest, the policyholder cannot claim damages for any further loss arising from the delay in payment.

The Law Commission has been considering this issue and has published a paper proposing changes to the law in this area.  The Law Commission believes the law in England and Wales should be changed to bring it more in line with that applying in Scotland and other jurisdictions such as Australia, Canada and the United States, where an insurer is under an implied obligation to pay a proper claim following a reasonable period for investigation.  The paper can be found at http://www.lawcom.gov.uk/ under the link to “consultations”­­.

­Presently under English law, Sprung v Royal Insurance (UK) Ltd [1999] establishes that no additional damages can be claimed for a wrongly refused claim.  Insurers rejected a policyholder’s claim for damage to a factory by vandals.  The policyholder succeeded in establishing that the damage claim should have been paid.  However by then his business had been lost and the English court rejected a claim for separate damages for lost opportunity to sell the business during the period.  The reasoning behind the authority is that under an insurance contract, the insurer undertakes to hold the policyholder harmless.  If there is a covered claim, the insurer is thereby in breach of contract and accordingly a payment under the policy is in fact a payment in damages.  However the law does not provide for damages for failure to pay damages.

The related aspect is that there is a mutual obligation on the parties to an insurance contract to observe the utmost good faith.  While an insurer’s refusal to pay or delay in paying a claim may certainly be a breach of good faith, the court has held that damages are not payable for such breach (Banque Financiere v Westage Insurance Co).  Section 17 of the Marine Insurance Act 1906 (which applies also to general insurance) provides that, if the obligation of utmost good faith is not observed, the contract can be avoided by the other party.  This has been regarded as the only remedy available for such a breach, however this can be potentially unfair to policyholders as in such a case the premium only is refunded rather than the (usually much higher) claim paid.

Consumers and small businesses have an alternative remedy, by way of the Complaints Procedure to the Financial Ombudsman Service.  The FOS can compensate for late payment of claims by awarding interest, by damages for distress and inconvenience and in appropriate cases, by damages for financial loss.  However, this remedy is not available to larger commercial interests.  Insurers generally can also be penalised by the FOS for breach of statutory duty under the industry’s applicable rules for handling and paying insurance claims.  However that will be of little assistance to a policyholder who has suffered loss as a result.

The Law Commission concludes that the law on this issue is out of line with usual contract principles and those applying in other significant comparable jurisdictions.  It also appears unfair to policyholders and could be seen as undermining confidence in insurance law and the insurance industry.   

Two approaches are proposed by the Law Commission to change the law in this area.  The first would be to provide specific legislation containing guidelines on how insurers must deal with claims, such as investigating and deciding claims fairly and paying claims within a reasonable time once established and agreed.  Such legislation could also contain the remedies where the insurer is in breach, such as damages for other foreseeable losses. 

The other approach would be to reverse the decision in Sprung v Royal Insurance.  However, the Law Commission is not convinced this would be the best way forward.  The Commission otherwise recognises that (subject to the application of the Unfair Contract legislation for consumers) in commercial insurance this area is generally best left to freedom of contract.  The Commission considers that while insurers must be able to refuse invalid claims, the default position should rather be that the insurer bears the risk of unreasonable conduct in refusing a claim, unless this liability is properly excluded by a specific contract term.

The period of consultation has now closed and the further views and conclusions of the Law Commission on this issue are awaited with interest in due course.

Emma Rice, Solicitor
Weightmans LLP