Compliance with SRA requirements
We can help you with policies and procedures, risk analysis and key compliance tools to ensure that you keep up to date and comply with relevant SRA requirements.
With the SRA Handbook being updated frequently and new compliance issues emerging all the time, it is crucial for solicitors to undertake proper risk assessments and compliance checks.
Emerging case law on the role of COLPs and COFAs as well as new issues arising from the day to day operation of the SRA Handbook emphasise the importance of ensuring that solicitors and legal professionals obtain appropriate compliance advice.
Our other solicitors disciplinary defence services
- Anti money laundering audits
- COLPs and COFAs
- Compli
- Costs in the SDT
- Criminal Finances Act risk assessments
- Defending trainee solicitors
- Dishonesty in SDT proceedings
- Judicial review of SDT decisions
- Regulatory settlement agreements
- Restoration to the Roll
- Risk management and compliance
- Section 43 applications and orders
- Section 44B notices
- Self reporting to the SRA
- Solicitors Disciplinary Tribunal
- Solicitors’ undertakings
- SRA investigations
- SRA adjudications
- SRA authorisation
- SRA interventions
- SRA supervision
- SRA Practising Certificate conditions
- SRA and SDT appeals
- SRA publication policy
- The Solicitors Accounts Rules
- The SRA Assessment of Character and Suitability Rules
- Compliance health checks
- SRA, sexual harassment and misconduct
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